Analyst, Middle Office Equity Analyst

Cantor FitzgeraldLos Angeles, CA
18h

About The Position

Cantor Fitzgerald invites you to be part of our growing Internal Control team in San Diego, CA. As an Internal Control Analyst, you'll play a vital role in managing post-execution trade activities and critical control processes. This role is ideal for a detail-oriented professional who enjoys a collaborative, fast-paced environment. You'll work closely with various teams to ensure the integrity of post-trade processes and contribute to a globally active financial services firm.

Requirements

  • Bachelor's degree required, preferably in Finance, Business, Economics, or a related field.
  • Strong proficiency in Microsoft Office, with advanced Excel skills.
  • Excellent analytical and problem-solving abilities, with attention to detail.
  • Self-directed, energetic, and intellectually curious, with a proactive approach.
  • Strong verbal and written communication skills for effective collaboration.
  • Ability to manage multiple priorities and projects simultaneously.

Nice To Haves

  • Experience in a financial services or trading environment is preferred.
  • Knowledge of regulatory requirements and industry practices is an asset.
  • A collaborative team player who thrives in a fast-paced environment.
  • Willingness to learn and adapt to new processes and technologies.

Responsibilities

  • Maintain and validate security master and reference data for accurate trade processing.
  • Reconcile external reports with internal back-office systems, including broker statements and exchange data.
  • Review and investigate reconciliation breaks, ensuring timely resolution.
  • Perform daily reviews of management reports and exchange data, developing and maintaining performance benchmarks.
  • Track trade settlements and coordinate with counterparties for settlement discrepancies.
  • Support possession and control processes to meet regulatory requirements.
  • Evaluate the impact of regulatory changes on existing controls and processes.
  • Assist in managing internal and external audit requests and documentation.
  • Collaborate with front, middle, and back office teams for effective trade-related issue resolution.
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