Audit Manager - Compliance/ Sr. Audit Manager - Compliance

Trustmark Bank•Houston, TX

About The Position

Overview The purpose of this job is to provide supervision and administration for the assigned audit function (i.e. Compliance, Corporate Governance, Information Systems/Technology, Financial and Wealth Management). Responsibilities Cross-train, lead and develop team of associates to promote maximum productivity, engagement, succession planning and overall contribution to strategic organizational goals Performs audits and manages in-charge and staff auditors during examinations Monitors, reviews and edits working papers or reports, prior to presentation to management Evaluate significance and degree of risk in activities subject to audit coverage Identify activities subject to audit coverage Review audit programs and determines that audit scope and procedures are proper Applies corrective actions or procedures as a result of audit findings Issue Audit reports Communicate with regulator as to work performed Perform additional duties as assigned. Sr. Level Additional Responsibilities: Manage in charge and staff auditors during examinations. Work closely with management on work performed for the annual audit, quarterly reviews, and other filings. Communicate with external auditor and regulator to ensure work is coordinated appropriately and performed in a manner satisfactory to them. Perform additional duties as assigned.

Requirements

Four-year college education (Accounting degree preferred)
Six (6+) years of internal auditor banking experience required or five (5) years of experience with national accounting firm or five (5) years of Compliance operational experience
CIA, CISA, CAMS, CRCM or CPA preferred
Strong oral, written and interpersonal communication skills
Ability to communicate with regulators
Must be able to express opinion precisely, but diplomatically
Ability to wrap up assignments completely
Strong line management skills
Computer skills
Leadership skills
Broad knowledge of generally accepted auditing and accounting standards and international standards of internal auditing
Advanced knowledge of banking industry
Advanced knowledge of consumer regulations
Broad knowledge of internal controls
Accounting degree preferred
Four year college education (Accounting degree required)
Ten (10) years of audit, accounting or banking experience
-OR-
Seven (7) years’ experience with one of the Big Four Accounting Firms
CIA, CISA or CPA required
Srong oral, written and interpersonal communication skills
Strong computer skills
Leadership skills
Ability to be diplomatic
Ability to coordinate multiple tasks, jobs, etc.
Ability to communicate with regulators and external auditors
Ability to prepare and make presentation to the Audit and Finance Committee
Ability to wrap up assignments completely
Able to see the big picture
Excellent time management skills
Broad knowledge of generally accepted auditing and accounting standards and international standards of internal auditing
Extensive knowledge of banking industry
Advanced understanding of internal controls
Must be able to sit for long periods of time and use computer keyboard and/or mouse, while viewing computer screens.

Responsibilities

Cross-train, lead and develop team of associates to promote maximum productivity, engagement, succession planning and overall contribution to strategic organizational goals
Performs audits and manages in-charge and staff auditors during examinations
Monitors, reviews and edits working papers or reports, prior to presentation to management
Evaluate significance and degree of risk in activities subject to audit coverage
Identify activities subject to audit coverage
Review audit programs and determines that audit scope and procedures are proper
Applies corrective actions or procedures as a result of audit findings
Issue Audit reports
Communicate with regulator as to work performed
Perform additional duties as assigned
Manage in charge and staff auditors during examinations
Work closely with management on work performed for the annual audit, quarterly reviews, and other filings.
Communicate with external auditor and regulator to ensure work is coordinated appropriately and performed in a manner satisfactory to them.