Compliance Analyst

DV Trading • Chicago, IL

2d • $70,000 - $85,000 • Onsite

About The Position

DV is looking for someone eager to join its Compliance Department and support an actively growing team. A successful candidate would service both the futures and equities trading businesses, including its broker-dealer DV Equities.

Requirements

• Bachelor’s degree and at least one year of experience in a compliance and/or regulatory position
• Possess excellent written and oral communication skills
• Strong understanding of trading/financial services compliance
• Possess a strong work ethic and be able to learn quickly in a fast paced, dynamic environment
• Detail oriented, organized, and diligent, with the ability to maintain discretion of highly sensitive/confidential information
• Maintain composure and communicate clearly when under pressure
• High level of proficiency in Microsoft Office and Adobe Professional
• Available to work 5 days per week at our Chicago office

Nice To Haves

• Experience with broker-dealer and/or proprietary trading desired

Responsibilities

• Compliance/trade practice automated surveillance (reviewing daily reports, responding to inquiries)
• Onboarding new broker relationships
• Responding to KYC requests
• Drafting internal risk and compliance policies
• Research emerging areas (e.g., cryptocurrency regulation, international/cross-border rules)

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level