Compliance Officer

EisnerAmper • Sacramento, CA

1d

About The Position

At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you’re starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you’ll love from top to bottom – we give you the tools you need to succeed and the autonomy to reach your goals. We are seeking a Compliance Officer who will play a key role in developing and enhancing, while assisting with the management of the corporate administration and compliance framework of the firm and its clients. The primary focus for this role will be Cayman Islands related governance, risk and aml/compliance related matters What it Means to Work for EisnerAmper: You will get to be part of one of the largest and fastest growing accounting and advisory firms in the industry You will have the flexibility to manage your days in support of our commitment to work/life balance You will join a culture that has received multiple top “Places to Work” awards We believe that great work is accomplished when cultures, ideas and experiences come together to create new solutions We understand that embracing our differences is what unites us as a team and strengthens our foundation Showing up authentically is how we, both as professionals and a Firm, find inspiration to do our best work

Requirements

• Bachelor's Degree Required
• 5+ years of related experience in conducting risk assessments, implementing compliance polices and performing external and internal audits
• 3+ years of deep understanding of AML regulations and related compliance frameworks
• Strong knowledge of US GAAP and IFRS accounting standards

Nice To Haves

• Experience working within hedge funds and/or insurance industries
• Proven ability to manage multiple priorities and meet tight deadlines in a fast-paced environment
• Excellent organizational, communication, and interpersonal skills

Responsibilities

• Point of contact for all governance, risk and aml/compliance related matters including responses to regulators
• Develop and maintain procedures, systems and controls to ensure that the client entities and the firm are in compliance with required regulations
• Review of client due diligence as a service for clients of the firm and for the firm
• Preparation of AMLCO reports for the firm and for clients
• Preparation of meeting agendas, preparation and distribution of meeting packs, attendance at board and shareholder meetings, preparation of relevant minutes, maintenance of minutes and records as well as other ad hoc secretarial duties as required to a limited portfolio of clients
• Corporate administration services to a limited portfolio of clients and related entities by preparing relevant documents and filings with the competent authorities

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 501-1,000 employees