Compliance Officer — CFTC Swap Dealer and SEC Security-Based Swap Dealer

Cantor Fitzgerald/BGC • New York, NY

5d

About The Position

The Compliance Officer will play a pivotal role in enhancing and maintaining the
compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered
Security-Based Swap Dealer (SBSD). This role demands a deep understanding of
regulatory frameworks and the ability to collaborate effectively with various
departments. The ideal candidate will bring extensive experience and expertise
in derivatives and securities compliance, with a focus on governance, reporting,
and risk management.

Requirements

• extensive experience and expertise in derivatives and securities compliance
• deep understanding of regulatory frameworks
• ability to collaborate effectively with various departments
• focus on governance, reporting, and risk management

What This Job Offers

• Education Level: No Education Listed