Corporate and Regulatory Counsel

Freestone Capital Management • Seattle, WA

10h • $160,000 - $240,000

About The Position

We are seeking an experienced lawyer to join Freestone as Corporate and Regulatory Counsel in Seattle. You will work closely with the General Counsel and the Chief Compliance Officer and gain broad exposure to the firm’s operations. You will be involved in challenging projects within a collaborative and fast-paced environment that values creativity, thoughtful problem-solving, and attention to detail.

Requirements

• J.D. degree and 3-5+ years of law firm or in-house experience in corporate law, including M&A and commercial contracts.
• Strong interest in compliance-related work and projects, with a desire to build experience and expertise within a regulatory compliance environment.
• Enjoys working collaboratively across departments and engaging colleagues at all levels of the organization, demonstrating professionalism, respect, and team-oriented approach regardless of title and seniority.
• Enjoys fast-paced work environments and having ownership over work projects.
• Flexible and level-headed, with superior organizational and project management acumen.

Responsibilities

• Supporting the firm’s business and its regulatory compliance responsibilities.
• Supporting the firm’s private wealth management business, including IMAs, client negotiations, referral relationships, and acquisition of wealth advisers.
• Supporting the firm’s alternative funds platform by helping launch new investment funds and maintaining existing funds, including offering and subscription documents.
• Supporting investment activities arising from the investment funds.
• Supporting the firm’s CCO with the administration and maintenance of the firm’s regulatory compliance program.
• Supporting regulatory exams and audits, helping to monitor regulatory developments and implement policy updates as directed, assisting with the development and testing of policies and procedures, supporting firmwide compliance training initiatives and providing general support on compliance-related projects and initiatives led by the CCO.
• Supporting general corporate work. Work will include partnership matters, employment matters, real estate, and commercial contracts.
• Working closely with the firm’s business groups to support their legal needs.

Benefits

• Comprehensive benefits include medical, dental, vision, and prescription coverage, 401(k) matching, life and disability insurance, long-term care, parental leave, accidental death insurance, and flexible spending.
• Generous paid time off—17 days of PTO to start, 10 paid holidays, and Summer Fridays.
• Meal perks, company events, team celebrations, and more.
• A collaborative, fun, and supportive culture where you’re encouraged to innovate and grow.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: No Education Listed