Junior Financial Advisor

World Insurance Associates, LLC. • New Berlin, WI

9d

About The Position

The Junior Financial Advisor will support senior advisors in delivering comprehensive financial planning and investment management services to clients. This role will help the ideal candidate develop foundational advisory skills while progressing toward lead advisor responsibilities.

Requirements

• Bachelor’s degree in finance, economics, business, or related field
• 2-5 years of experience in financial services or client-facing roles
• Series 65 (or ability to obtain within a specified timeframe)
• Progress toward CFP® designation preferred

Nice To Haves

• Strong analytical, organizational, and communication skills
• High attention to detail and client service orientation
• Ability to learn quickly in a fast-paced advisory environment
• Proficiency with Microsoft Excel and financial planning software (e.g., Money Guide Pro, Tamarack, Junxure, Redtail)

Responsibilities

• Assist in preparing financial plans, investment proposals, and client review materials
• Conduct data gathering, analysis, and client onboarding activities
• Support portfolio monitoring, rebalancing, and implementation of investment strategies
• Participate in client meetings, take notes, and follow up on action items
• Maintain accurate client records and documentation in CRM and planning software
• Conduct research on investments, financial planning strategies, and market trends
• Ensure compliance with RIA policies and regulatory requirements

Benefits

• 401(k) with Employer Match
• Health Insurance (with HSA option)
• Dental Insurance
• Vision Insurance
• Life Insurance
• Flexible Paid Time Off Policy
• Flexible Spending Account (FSA)
• Healthy Work/Life Balance
• Maternity/Paternity Leave Policy

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Number of Employees: 1,001-5,000 employees