Principal Associate, Capital Markets & Risk - SOX

Capital One • McLean, VA

1d • $119,400 - $149,800

About The Position

Capital One’s Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management (FRM) is a dedicated group of professionals focused on delivering top-quality external reporting risk advisory services. They leverage a detailed understanding of the full end-to-end risk management and controls process to advise on Sarbanes-Oxley (SOX), the associated risk and control environment, and identify opportunities to further strengthen the financial reporting environment to meet industry, auditor, and regulator expectations. We are seeking a self-starter, highly motivated professional to join the Sarbanes-Oxley team as a Principal Associate who excels in a collaborative environment and will take ownership of their responsibilities.

Requirements

• Bachelor's Degree or military experience
• At least 3 years of experience in Accounting, Financial Reporting, Internal Controls, Audit, or a combination

Nice To Haves

• At least 3 years of experience in Auditing and Control Evaluations
• At least 3 years of experience in SOX controls
• Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or equivalent certification

Responsibilities

• Lead one or more lines of business through our robust approach to risk management including scoping, risk assessment, control design, testing, deficiency analysis, reporting and quarterly certifications.
• Liaise between business process performers, risk offices, internal auditors and accountable executives and communicate identified risks or issues and recommended remediation actions to these stakeholders.
• Support technology and business transformation, including assessing potential control changes that may be required to enhance our financial reporting and risk management practices
• Perform analysis, capture and report control performance metrics and assist in preparing quarterly stakeholder reporting
• Interpret and communicate program and control information to senior leadership, including identified risks or issues and recommended remediation
• Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company

What This Job Offers

• Job Type: Full-time
• Career Level: Principal