Senior Compliance Internal Auditor

Ascend Partner FirmsLacey, WA
6h$85,000 - $125,000Remote

About The Position

Opsahl Dawson (ODC) is a super-regional CPA firm with four office locations throughout the Pacific Northwest (PNW). We specialize in serving the audit, internal audit and compliance needs of financial institutions in the Western United States. We are a full service firm, and also provide elite Accounting, Tax Preparation, and Bookkeeping to closely held businesses and high-net worth individuals. Our firm has 175+ people across the United States working in hybrid, remote, and fully on-site arrangements. With 35+ years of proven service, we’re the go-to CPA firm for depository and non-depository financial companies. You’ll be joining a fun team and a renowned firm that was recognized as one of 2025’s Top 10 Fastest Growing Accounting Firms by Accounting Today. In January 2023, ODC made the strategic decision to join Ascend! With Ascend’s partnership and shared resources, ODC is well positioned for strong innovation and growth in the years to come.

Requirements

  • Research proficiency driven by the principle of life-long learning.
  • Analytical, detail oriented - ability to multi-task without sacrificing people skills.
  • Excellent interpersonal, oral, and written communication skills, exhibiting empathy for others with positive conflict resolution skills.
  • Good at meeting deadlines and solving problems.
  • Ability to travel to client locations, which may include occasional overnight stays (limited with advance notice).
  • Ability to manage work-life balance while maintaining accountability and service.
  • Bachelor’s degree with a major in accounting, finance, or related field preferred.
  • 5-10 years combination of audit and/or compliance experience within the financial industry.
  • Possess and maintain one or more relevant certifications pertaining to audit, risk management and compliance (such as CIA, CCUIA, CRCM, or CFE).

Nice To Haves

  • Knowledge of IIA guidelines and audit methodologies and techniques.
  • Knowledge of financial institution industry regulations, systems, operations, and internal controls

Responsibilities

  • Serve as a subject matter expert for financial institution regulatory compliance regulations with an understanding of compliance operations.
  • Build new and existing client relationships and participate in networking and business development activities.
  • Manage multiple projects simultaneously.
  • Oversee the work of others on projects assigned and provide training.
  • Work closely with team members to follow-up on client requests and inquiries.
  • Assist in the preparation of Statements of Work for client projectsand monitor time allocated to projects to ensure projects stay on time and within budget.
  • Plan, perform, and execute compliance reviews and audit engagements.
  • Identify business process risks and develop testing methodologies to evaluate the adequacy of controls.
  • Execute test of controls and audit procedures defined in audit programs.
  • Research technical issues that arise during fieldwork.
  • Document observations and recommendations regarding violations of laws and regulations, or best practices.
  • Draft reports for review, presentation, and discussion with clients.

Benefits

  • Unlimited PTO
  • Medical, Dental, Vision, & Voluntary Insurance Options
  • 401(k) Matching
  • Annual Performance Bonus
  • 12 Paid Holidays
  • Flexible Scheduling Options
  • Innovative Workplan System
  • $500 annual Vacation Incentive
  • Commitment to Professional Development
  • Equity Program Eligibility at Sr. Manager Level + top performing Managers
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