Sr. Analyst, Practice Migration- OCI

LPL Financial•Charlotte, NC

About The Position

We are seeking a highly skilled and strategic Senior Analyst to join our team and lead complex conversion activities. This role requires a strong blend of analytical expertise, process improvement skills, and project execution experience. You will be responsible for managing and executing conversions – including client mailings, block transfers, account deconversions, as well as both internal and external conversion activities related to the Liquidity and Succession program – ensuring timely completion, accuracy, and alignment with business objectives.

Requirements

8+ years of related professional experience in financial services, preferably in operations or trading.
Thrive and excel in a very fast paced environment with a proven ability to manage concurrent complex projects and the ability to prioritize work, identify and manage escalations, and push for execution.
Excellent communication and interpersonal skills, including the ability to speak as a subject matter expert, with diverse teams and stakeholders
Client centric approach and mindset
Strong attention to detail and accuracy
Ability to use various tools and techniques for research and analysis including the application of best practices
Expertise in data analysis with a focus on detail and accuracy as well as inference-making, and analytical pro-active problem-solving and prevention
Challenges status quo thinking with a different point of view to arrive at better results
Ability to exercise a risk-based mindset (financial, regulatory, reputational) when presented with opportunities and determining solutions.

Nice To Haves

Advanced Excel and other data analytical skills
Experience with clearing/custodial platforms such as BETA, Pershing or National Financial.
Proficient in tools such as Alteryx and SQL
Lean Six Sigma, encouraged
Industry licensing encouraged
Bachelor’s degree or equivalent industry experience

Responsibilities

Manage and execute conversion activities ensuring timely completion and adherence to objectives.
Evaluate office setups and assess the impact of conversions, ensuring proper planning and execution to minimize disruptions.
Conduct analytic research of estimated advisory fee adjustment impacts, revenue sharing arrangements, and bank contracts, identifying missing documentation and reconciling discrepancies through to completion.
Review diligence questionnaires and engage with internal and external stakeholders, including vendors and sponsors, to ensure accuracy and clarity in conversion activities.
Coordinate with business units on conversion execution.
Collaborate and build strong relationships with cross-functional teams including LPL partners, third party partners and firms/advisors in execution of assigned activities
Oversee the coordination and quality control of analyst work where appropriate with a lens on risk and controls management.