Sr Director, ECO Compliance Programs

LendingClubLehi, UT
1dHybrid

About The Position

LendingClub Bank’s Enterprise Compliance Organization (ECO), part of Enterprise Risk Management, is responsible for maintaining the Bank’s enterprise-wide compliance program, including Financial Crimes Compliance and regulatory compliance programs. The Sr Director, Compliance Programs is a senior leadership role responsible for the design, governance, and ongoing effectiveness of the Bank’s Compliance Management System (CMS). This role oversees compliance governance, regulatory engagement, CRA and related programs, and enterprise compliance initiatives. You will lead a team of compliance professionals and partner closely with executive leadership, Legal, Risk, Audit, and business stakeholders to ensure adherence to applicable laws, regulations, and supervisory expectations.

Requirements

  • 12+ years of experience in Compliance, Audit, or Risk Management within a federally regulated financial institution (e.g., OCC, FRB)
  • Demonstrated expertise in Compliance Management Systems, regulatory governance, and regulatory examinations
  • Strong understanding of U.S. banking regulations and supervisory expectations
  • Proven experience leading and developing multi-level teams
  • Experience overseeing enterprise-wide compliance initiatives and regulatory remediation efforts
  • Experience implementing compliance-related technology solutions such as GRC platforms, automated monitoring systems, case management tools, or transaction monitoring systems
  • Strong leadership judgment and decision-making capabilities
  • Ability to influence across lines of business and control functions
  • Excellent written, verbal, and presentation skills
  • Bachelor’s degree in a related field; or equivalent work experience

Responsibilities

  • Lead and oversee compliance governance structures, including management-level and Board-level compliance committees
  • Develop committee strategy and materials to ensure effective escalation, decision-making, and regulatory transparency
  • Own and continuously enhance the Bank’s Compliance Management System, ensuring alignment with regulatory expectations and industry best practices
  • Oversee regulatory examinations, audits, and compliance reviews, including preparation, execution, and remediation
  • Provide compliance leadership for new products, services, and business initiatives, ensuring risks are identified and appropriately mitigated
  • Lead the Bank’s Community Reinvestment Act (CRA) and Compliance Third Party Risk Management (TPRM) programs, including strategy, reporting, and examination management
  • Oversee compliance with applicable enterprise-wide regulations, including Reg O and Reg W
  • Prioritize and execute compliance-related projects and enterprise change initiatives
  • Manage and develop a multi-level team of compliance professionals while fostering a strong culture of accountability and continuous improvement
  • Ensure appropriate resourcing, operational effectiveness, and talent development across the compliance function

Benefits

  • medical, dental and vision plans for employees and their families
  • 401(k) match
  • health and wellness programs
  • flexible time off policies for salaried employees
  • up to 16 weeks paid parental leave
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