Risk Manger- Self Clearing Broker-Dealer
ACG Consulting Group LLC•New York, NY
1d
About The Position
Monitor and highlight key credit risk issues to management. • Assist in maintaining risk management structure, system and operational manual. • Perform regular review of marginable counters and submit for approval. • Prepare risk assessment and monitoring reports to the management. • Implement comprehensive risk management measures in accordance with company policies and procedures. • Follow up with customers on margin call matters and liaise with dealing team in liquidation of portfolio to regularize the accounts. • Undertake ad-hoc projects as delegated from time to time.
Requirements
- Significant experience in the calculation of the Daily OCC Margin Requirement based on activity on the Stock Loan Hedge program as well as options.
- Candidate also must have the DTCC VAR calculation.
- Relevant experience in Broker-Dealer Risk Department.
- University degree with major in Risk Management or 3 years related industry experience, Finance, Economics, Investment or related disciplines.
- Knowledge in data processing, evaluation and analysis of software or systems towards investment/ markets/ risk.
- Familiar with financial markets and be competent in handling tasks related to securities investment and risk management.
- Good team-work spirit, organizational and coordination skills.
Responsibilities
- Monitor and highlight key credit risk issues to management.
- Assist in maintaining risk management structure, system and operational manual.
- Perform regular review of marginable counters and submit for approval.
- Prepare risk assessment and monitoring reports to the management.
- Implement comprehensive risk management measures in accordance with company policies and procedures.
- Follow up with customers on margin call matters and liaise with dealing team in liquidation of portfolio to regularize the accounts.
- Undertake ad-hoc projects as delegated from time to time.
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What This Job Offers
Job Type
Full-time
Career Level
Manager
